QMV Legal Monthly Regulatory Update - August 2022

 

August was a month filled with updates from the regulators and treasury, which included:

  • The Quality of Advice Review Proposals Paper;

  • APRA Climate Risk Survey Results;

  • ASIC announcement regarding breach (reportable situation) reporting;

  • Results from ASIC’s surveillance activities into implementation of the internal dispute resolution (IDR) regime;

  • ASIC’s review of Target Market Determinations under the Design and Distribution Regime (DDO); and

  • Corporate Plans from both regulators.

Jonathan Steffanoni - Managing Partner
QMV Legal

 
 

August 2022 - Monthly Legal and Regulatory Update

 

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