Case study: Implementing Regulatory Change With Investigate



A successful provider of a wealth platform, offering members direct access to ASX investments through their superannuation balance is required to assure the regulator confidence in the integrity of data records needed to support complicated investment products.


QMV successfully implemented the Investigate application, together with a broad set of technical scripts to validate the integrity of the records, including the investment information at both the certificate and summary balance levels.


The application has made data integrity a business as usual process, enabling a measurable level of confidence in the critical administration records, together with a detailed view of the potential issues that test complete confidence.